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Welcome to Avisen Securities

Avisen Securities is a full-service investment securities firm founded on exceptional client service, personalized investment advice and independent research. The firm offers clients an expansive array of quality investment products and services including private client services, corporate and institutional services, wealth management planning services and investment advisory solutions.

Our customized programs are designed to grow, protect, and conserve our client's wealth by delivering an unprecedented level of personalized service and expertise. We encourage you to explore our site and learn more about the services we provide.

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Presidents' Day Holiday Hours

Monday - February 18th

All U.S. exchanges and Avisen Securities will be closed on Monday, February 18th in observance of the Presidents' Day holiday. Normal trading and hours will resume on Tuesday, 2/19.

Form 1099 Mailing Dates

2018 IRS Form 1099 (B, DIV, INT, OID and MISC) Important Information.

Pershing will continue the phased mailing approach for IRS Form 1099 tax statements for the 2018 tax year.  Mailings will be delivered as early as possible, beginning January 31.  By February 15, clients will be mailed either a Form 1099 or a special Pending 1099 Notice.  The Pending 1099 Notice will be sent if issuers of securities held in the account have not yet provided their final tax information.  It will inform clients of the securities that are pending final reporting, and will provide the anticipated mail date of the Form 1099.  The Form 1099 will be mailed no later than March 15, 2019.  For more information, including a sample 1099 statement and additional details about the mailing timeline, visit

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We offer a complimentary "Get Acquainted" meeting to describe our services, and to see if our services are right for you.

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