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Strategic Alliances & Account Protection

We have strategic alliances with the following trusted partners that help us provide you with the best possible services.

avisen pms outlineThe firm’s name, Avisen, reveals the focus of this company - advice.  Avisen Securities was founded in 2003 as a full-service investment securities firm (broker-dealer) offering investment services to high net worth clients.  Avisen Securities takes great pride in its reputation, success, and trust that their clients place with them.

 

logo-brownBrown Robello Capital Management (BRCM) is a SEC Registered Investment Advisory (RIA) and an affiliated company with Avisen Securities.  Ken Brown and Wayne Robello are the founders and principals of Avisen Securities, Inc. and Brown Robello Capital Management, LLC (BRCM).  A registered investment advisor (RIA) is a firm or individual, registered with the state or the Securities and Exchange Commission (SEC), who gives investment advice and manages investments for others, generally for a fee.

David Baskins is an investment manager who, under the umbrella of BRCM, will be managing your portfolio.

Dusty Hoetger, CFP®, RICP®, is a financial planner who, under the umbrella of BRCM, will be providing financial planning services.

Pershing logoFounded in 1939, Pershing LLC, a BNY Mellon company, has over seventy years of Wall Street experience.  Pershing has approximately $37.1 trillion in assets under custody and/or administration (12/31/2019), and they currently serve 1,300 broker-dealers, registered investment advisors and money managers globally. 

Pershing and BNY Mellon work on behalf of Avisen Securities and BRCM to support your investment goals.  Pershing offers Avisen Securities and its clients a full-service global solution with integrated, multicurrency clearing and execution, plus a full range of global resources.  Pershing offers unequaled experience built over seven decades of serving financial organizations of every size and business model.

 

ACCOUNT PROTECTION

SIPC® Account Protection - Pershing and Avisen Securities are members of the Securities Investor Protection Corporation (SIPC®). As a result, investor-owned assets held in custody by Pershing are protected by SIPC, up to $500,000 in value, including $250,000 in cash awaiting reinvestment.  SIPC provides protection for eligible client assets held in custody by a SIPC member brokerage firm should the SIPC member firm fail financially and become unable to meet the obligations to its clients.  SIPC does not protect against losses due to market fluctuation or for client assets not held by a SIPC member.  For more information about investor asset protection, visit SIPC's website at www.sipc.org.

Lloyd's of London - Excess Account Protection - In addition to SIPC protection, Pershing also provides coverage in excess of SIPC limits through Lloyd's of London.  Accounts have additional securities protection to ver the net equity of customer accounts, up to an overall aggregate loss limit of $1 billion for eligible assets - over all client accounts and a per-client loss limit of $1.0 million for cash awaiting reinvestment - within the aggregate loss limit of $1 billion.  This additional account protection offers the highest level of coverage available in the industry.  Lloyd's currently holds an A+ rating from Stand & Poor's (S&P®), an A rating from A.M. Best and an AA rating from Fitch.  For more information about Lloyd's of London, go to www.Lloyds.com.

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